Responsible Officer – Type 9 (Quantitative Investment)

Responsibilities:

  • Assist in SFC license application
  • Manage daily operations and SFC regulations in compliance with HKSFC regulations
  • Set up the fund process, as well as responsible for the compliance issues and portfolio management
  • Liaise with external parties such as compliance, lawyers, banks, brokers, etc
  • Responsible Officer of SFC Type 9 activities
  • Ensure efficient and proper documentation of all regulated activities

Requirements:

  • Degree holder in Finance
  • At least 4 years of responsible officer experience and currently registered as Responsible Officer under SFC type 9 license
  • Experienced in fund management or setting up new asset management platforms is a plus
  • Good knowledge on compliance and marketing in hedge fund business

Job Details

  • Negotiable
  • Hong Kong
  • Permanent

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